Julian Harris Adviser Network (JHN) appoints new Joint Head Of Operational Compliance.

08 November 2016

Julian Harris Adviser Network (JHN) has appointed Mrs Azee Zainol as Joint Head Of Operational Compliance, working in tandem with existing Head Of Operational Compliance Mrs Alison Coleman-Smith. They will report from a compliance perspective to Mr Vince Harvey who will be continuing in his position as CF10 Compliance Oversight.

Mrs Zainol has extensive high end experience with investment firms and banks, working in Compliance for many years. She has set up compliance systems from scratch, and also worked within large firm compliance departments. Most of her experience has been in Dubai. The regulatory framework in Dubai mirrors that in the UK. She has a Degree in Finance and many CISA FS qualifications covering many areas of compliance and regulations including Financial Compliance, Regulation, Risk, Investments, AML, DD, Procedural, SAR and Investment Analytics. She is a member of the Association of Certified Anti Money Laundering Specialists (ACAMS) and also the Chartered Institute for Securities and Investments (CISI).

JHN Chairman Julian Harris said “I consider both Alison and Azee to be of the highest calibre, and hence the operation of our compliance systems and controls is likely to be run to a high standard and be more robust than at any time in the past and gives us a firm platform to take the IFA and MA Network forward.”

Kind regards, Julian. Any questions about anything anytime, please ring me on 07703 569850
Julian Harris AFPC, G60 MAQ