The compliance packages that always give you a home run

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Our packages are designed to ensure you meet all of your regulatory requirements.

Our compliance is backed up by our regulated financial services network providing you with a framework you can trust.

What do we offer

 

  • Eight file checks;
  • Annual audit visit;
  • Compliance document library;
  • Annual regulatory testing;
  • Monthly compliance updates;
  • Assureweb licences for all selling brokers.

 

All for just £150* per month

 

 


 

Other benefits at a glance

  • Bespoke and robust compliance services underpinned by a network, keeping you protected and up to date with regulation;
  • Upgrade: GABRIEL completion, an audit visit, 8 file checks, annual testing & compliance updates - all for just £50 per month more;
  • We provide you with market leading commission rates up to 232.56% Indemnity and 275.94% non-Indemnity;
  • We are a club that values you as a customer and understands the needs of your firm.

 


 

The Right DA Club provides it's members with access to The Right Compliance Club, giving you the use of our established network compliance framework.

Download our brochure below for a list of our full benefits.

 

 

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Not directly authorised?

Get in touch to find out how we can help you get there, giving you the freedom to run your business how you want to.

 

Or call head office on 01564 732 748

 


 

If you would like to find out more, please call me for a private and confidential chat, to see if we are what you need.

Kind regards,

 

 

 

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