As a firm IFAC provide compliance support to firms, acting as their compliance manager and agent for regulation. IFAC compile and complete reg data reports, conduct audits, file checks and give ongoing regulatory advice and support to firms. Most firms cannot afford a full-time compliance director, but those who can also need reassurance and guidance from a firm like IFAC.
The FCA and most other counterparties demand the sort of external oversight and reassurance that IFAC supply. The stakes have never been higher, and the FCA licence is a valuable thing - look after it!
We can offer you the following services:
• Obtaining FCA Authorisation
• FCA returns completion
• No commission pay-aways, splits or deductions
• Compliance back-office software
o Client management
o New Business and Turnover
o Financial Exams and CPD
• Audits
• File checks
• T&C Support and Training
• Complaint Handling
Give us a call on 01242 807010 or Book an appointment here to discuss how IFAC can assist you with your compliance needs.
Compliance Support: Making Life Simpler and Better.
