FCA Regulation

Topics

Banks urge Sants to back 'simplified advice' model Banks urge Sants to back 'simplified advice' model by	2 replies 17 views 0 likes	Anonymous 9 Feb 2011
FSA two-year restructure to cost £12.3m FSA two-year restructure to cost £12.3m by	1 replies 6 views 0 likes	Anonymous 8 Feb 2011
FSA cuts back 'routine' supervision ahead of CPMA split FSA cuts back 'routine' supervision ahead of CPMA split by	1 replies 3 views 0 likes	Anonymous 8 Feb 2011
So what have a cheap EU TV decoder, a pub landlady and an IFA got in common? So what have a cheap EU TV decoder, a pub landlady and an IFA got in common? by	2 replies 124 views 0 likes	Anonymous 7 Feb 2011
Revealed: FSA investigations – the tricks, the traps and the tests Revealed: FSA investigations – the tricks, the traps and the tests by	4 replies 145 views 0 likes	Anonymous 3 Feb 2011
AMI rebukes FSA over fees claim AMI rebukes FSA over fees claim by	2 replies 16 views 0 likes	Anonymous 2 Feb 2011
FSA fines lead to fall in regulatory costs FSA fines lead to fall in regulatory costs by	1 replies 5 views 0 likes	Anonymous 1 Feb 2011
FSCP backs adviser practicing certificates FSCP backs adviser practicing certificates by	1 replies 15 views 0 likes	Anonymous 27 Jan 2011
FSA seeks power to cap prices and ban products FSA seeks power to cap prices and ban products by	6 replies 150 views 0 likes	Anonymous 26 Jan 2011
FSA proposes new qualification rules for complex products FSA proposes new qualification rules for complex products by	1 replies 13 views 0 likes	Anonymous 25 Jan 2011
FSA freezes staff pay for second year FSA freezes staff pay for second year by	1 replies 9 views 0 likes	Anonymous 24 Jan 2011
FSA fines City Index £490,000 for reporting failures FSA fines City Index £490,000 for reporting failures by	1 replies 6 views 0 likes	Anonymous 20 Jan 2011
Sants gets top job at new EU-wide regulator Sants gets top job at new EU-wide regulator by	2 replies 27 views 0 likes	Anonymous 19 Jan 2011
PLEASE READ: Things you'd like the FSA could change. PLEASE READ: Things you'd like the FSA could change. by	24 replies 332 views 0 likes	Anonymous 12 Jan 2011
FSA paid £7.6m for secret RBS report FSA paid £7.6m for secret RBS report by	1 replies 15 views 0 likes	Anonymous 10 Jan 2011
FSA targets advisers in skilled person reviews FSA targets advisers in skilled person reviews by	1 replies 6 views 0 likes	Anonymous 10 Jan 2011
AIFA to FSA: Don't drop 2013 'guillotine' on advisers AIFA to FSA: Don't drop 2013 'guillotine' on advisers by	3 replies 44 views 0 likes	Anonymous 17 Dec 2010
FSA fines jump 153% in 2010 FSA fines jump 153% in 2010 by	1 replies 7 views 0 likes	Anonymous 17 Dec 2010
FSA to publish more detail over RBS decision, says TSC chair FSA to publish more detail over RBS decision, says TSC chair by	1 replies 6 views 0 likes	Anonymous 15 Dec 2010
FSA to carry out less supervision of lower risk small firms FSA to carry out less supervision of lower risk small firms by	4 replies 57 views 0 likes	Anonymous 14 Dec 2010
FSA named in WikiLeaks cables over Iranian banks FSA named in WikiLeaks cables over Iranian banks by	1 replies 12 views 0 likes	Anonymous 14 Dec 2010
£1.25m cost of FSA Xmas parties £1.25m cost of FSA Xmas parties by	7 replies 82 views 0 likes	Anonymous 13 Dec 2010
Sants honoured for 'exceptional contribution' to industry Sants honoured for 'exceptional contribution' to industry by	4 replies 36 views 0 likes	Anonymous 7 Dec 2010
FSA eases off with only one fine in November FSA eases off with only one fine in November by	1 replies 10 views 0 likes	Anonymous 7 Dec 2010
Approved persons Approved persons by	1 replies 43 views 0 likes	Anonymous 3 Dec 2010
RPC partner says staff leaving FSA because of split RPC partner says staff leaving FSA because of split by	2 replies 32 views 0 likes	Anonymous 2 Dec 2010
Oral Disclosure Non-Insurance` Oral Disclosure Non-Insurance` by	5 replies 109 views 0 likes	Anonymous 30 Nov 2010
what happens now? what happens now? by	6 replies 218 views 0 likes	Anonymous 30 Nov 2010
Open Challenge Open Challenge by	2 replies 32 views 0 likes	Anonymous 30 Nov 2010
FSA set to publish product regulation plans next year FSA set to publish product regulation plans next year by	5 replies 81 views 0 likes	Anonymous 25 Nov 2010
TCF Assessment TCF Assessment by	10 replies 236 views 0 likes	Anonymous 21 Nov 2010
FSA to relax client mortgage affordability rules FSA to relax client mortgage affordability rules by	4 replies 108 views 0 likes	Anonymous 18 Nov 2010
Take The Bull by the Horns Take The Bull by the Horns by	6 replies 118 views 0 likes	Anonymous 16 Nov 2010
FSA hires staff to stop 'commission gluttony' FSA hires staff to stop 'commission gluttony' by	11 replies 565 views 0 likes	Anonymous 5 Nov 2010
Oops! FSA loses 20 laptops in just three years Oops! FSA loses 20 laptops in just three years by	3 replies 83 views 0 likes	Anonymous 1 Nov 2010
FSA spends £121,000 on luxury cars FSA spends £121,000 on luxury cars by	1 replies 43 views 0 likes	Anonymous 21 Oct 2010
Mortgage Market Review 10/16 Mortgage Market Review 10/16 by	23 replies 294 views 0 likes	Anonymous 18 Oct 2010
Regarding the FSA - Financial Regulation Fails - don't reform it, REMOVE IT. Regarding the FSA - Financial Regulation Fails - don't reform it, REMOVE IT. by	40 replies 546 views 0 likes	Anonymous 14 Oct 2010
FSA gains collective redress powers FSA gains collective redress powers by	2 replies 10 views 0 likes	Anonymous 13 Oct 2010
Sants calls for greater focus on firms' ethics and culture Sants calls for greater focus on firms' ethics and culture by	9 replies 83 views 0 likes	Anonymous 6 Oct 2010