FCA Regulation

Topics

What Qualificatiions do FSA heads have? What Qualificatiions do FSA heads have? by	6 replies 197 views 0 likes	Anonymous 27 Sep 2010
Turner: Regulators could cap mortgages Turner: Regulators could cap mortgages by	5 replies 129 views 0 likes	Anonymous 22 Sep 2010
Constraints on easy credit lie ahead, says FSA's Turner Constraints on easy credit lie ahead, says FSA's Turner by	1 replies 8 views 0 likes	Anonymous 22 Sep 2010
FSA: Mortgage LTV caps still on the table FSA: Mortgage LTV caps still on the table by	1 replies 4 views 0 likes	Anonymous 22 Sep 2010
Treasury promotes Margaret Cole to FSA board Treasury promotes Margaret Cole to FSA board by	2 replies 22 views 0 likes	Anonymous 17 Sep 2010
FSA clarifies thinking on using panels post RDR FSA clarifies thinking on using panels post RDR by	1 replies 26 views 0 likes	Anonymous 9 Sep 2010
FSA cop-out - Ray Boulger FSA cop-out - Ray Boulger by	6 replies 240 views 0 likes	Anonymous 6 Sep 2010
FSA enlists providers to ‘snoop’ on IFAs’ practices FSA enlists providers to ‘snoop’ on IFAs’ practices by	7 replies 325 views 0 likes	Anonymous 3 Sep 2010
FSA: using just one platform will not rule out independence FSA: using just one platform will not rule out independence by	3 replies 37 views 0 likes	Anonymous 3 Sep 2010
FSA repeats call for firms to improve platforms due diligence FSA repeats call for firms to improve platforms due diligence by	1 replies 10 views 0 likes	Anonymous 3 Sep 2010
Number of FSA staff earning £100k or more triples in four years Number of FSA staff earning £100k or more triples in four years by	7 replies 143 views 0 likes	Anonymous 2 Sep 2010
FSA Visits FSA Visits by	20 replies 597 views 0 likes	Anonymous 2 Sep 2010
FSA in recruitment drive despite break up - papers FSA in recruitment drive despite break up - papers by	1 replies 23 views 0 likes	Anonymous 24 Aug 2010
MPPI Mis-selling Claims MPPI Mis-selling Claims by	0 replies 34 views 0 likes	Anonymous 23 Aug 2010
Scrapping FSA gives too much power to too few, banks warn Scrapping FSA gives too much power to too few, banks warn by	1 replies 6 views 0 likes	Anonymous 23 Aug 2010
FSA backs down on platform rebate ban after lobbying FSA backs down on platform rebate ban after lobbying by	1 replies 21 views 0 likes	Anonymous 18 Aug 2010
FSA bans five for insurance fraud FSA bans five for insurance fraud by	1 replies 22 views 0 likes	Anonymous 17 Aug 2010
FSA fines director £150k in insurance fraud crackdown FSA fines director £150k in insurance fraud crackdown by	1 replies 4 views 0 likes	Anonymous 17 Aug 2010
FSA probes six firms over unregulated product promotion FSA probes six firms over unregulated product promotion by	6 replies 206 views 0 likes	Anonymous 16 Aug 2010
FSA debt collector “hectored” firm for unpaid fees FSA debt collector “hectored” firm for unpaid fees by	2 replies 28 views 0 likes	Anonymous 16 Aug 2010
Call for FSA to regulate BTL Call for FSA to regulate BTL by	1 replies 10 views 0 likes	Anonymous 16 Aug 2010
FSA says sorry after 400 firms hit by £250 fine blunder FSA says sorry after 400 firms hit by £250 fine blunder by	3 replies 31 views 0 likes	Anonymous 13 Aug 2010
Is anyone using a Suitability Letter clause to protect them against the Mortgage Market Review? Is anyone using a Suitability Letter clause to protect them against the Mortgage Market Review? by	9 replies 162 views 0 likes	Anonymous 11 Aug 2010
Cable hints at Coalition battle over FSA Cable hints at Coalition battle over FSA by	2 replies 35 views 0 likes	Anonymous 11 Aug 2010
FSA fees FSA fees by	11 replies 185 views 0 likes	Anonymous 9 Aug 2010
Staff resignations doubled at the FSA in Q2 Staff resignations doubled at the FSA in Q2 by	4 replies 44 views 0 likes	Anonymous 9 Aug 2010
All FSA staff should be qualified: Bloom All FSA staff should be qualified: Bloom by	7 replies 73 views 0 likes	Anonymous 4 Aug 2010
FSA's bonus rules face legal battle FSA's bonus rules face legal battle by	1 replies 33 views 0 likes	Anonymous 2 Aug 2010
A third of FSA staff are not happy with their pay! A third of FSA staff are not happy with their pay! by	2 replies 75 views 0 likes	Anonymous 29 Jul 2010
FSA staff must be public servants not bankers-King FSA staff must be public servants not bankers-King by	1 replies 21 views 0 likes	Anonymous 29 Jul 2010
Document setting out detailed proposal for disbanding FSA Document setting out detailed proposal for disbanding FSA by	3 replies 82 views 0 likes	Anonymous 27 Jul 2010
FSA adds suspension to disciplinary powers FSA adds suspension to disciplinary powers by	3 replies 23 views 0 likes	Anonymous 25 Jul 2010
FSA break-up may result in 'horrible' turf wars FSA break-up may result in 'horrible' turf wars by	1 replies 69 views 0 likes	Anonymous 8 Jul 2010
RDR: FSA proposes 'Statements of Professional Standing' for advisers RDR: FSA proposes 'Statements of Professional Standing' for advisers by	3 replies 94 views 0 likes	Anonymous 7 Jul 2010
Assessment Assessment by	2 replies 105 views 0 likes	Anonymous 7 Jul 2010
Firms must submit new adviser details quarterly Firms must submit new adviser details quarterly by	4 replies 88 views 0 likes	Anonymous 5 Jul 2010
Bonuses paid to 84% of FSA staff last year Bonuses paid to 84% of FSA staff last year by	1 replies 39 views 0 likes	Anonymous 5 Jul 2010
Jon Pain to leave FSA Jon Pain to leave FSA by	3 replies 55 views 0 likes	Anonymous 2 Jul 2010
Shame Shame by	12 replies 286 views 0 likes	Anonymous 1 Jul 2010
All advisers, including bank staff, to be held personally accountable All advisers, including bank staff, to be held personally accountable by	6 replies 309 views 0 likes	Anonymous 30 Jun 2010