FCA Regulation

Topics

Number of FSA staff earning £100k or more triples in four years Number of FSA staff earning £100k or more triples in four years by	7 replies 143 views 0 likes	Anonymous 2 Sep 2010
FSA Visits FSA Visits by	20 replies 597 views 0 likes	Anonymous 2 Sep 2010
FSA in recruitment drive despite break up - papers FSA in recruitment drive despite break up - papers by	1 replies 23 views 0 likes	Anonymous 24 Aug 2010
MPPI Mis-selling Claims MPPI Mis-selling Claims by	0 replies 34 views 0 likes	Anonymous 23 Aug 2010
Scrapping FSA gives too much power to too few, banks warn Scrapping FSA gives too much power to too few, banks warn by	1 replies 6 views 0 likes	Anonymous 23 Aug 2010
FSA backs down on platform rebate ban after lobbying FSA backs down on platform rebate ban after lobbying by	1 replies 21 views 0 likes	Anonymous 18 Aug 2010
FSA bans five for insurance fraud FSA bans five for insurance fraud by	1 replies 22 views 0 likes	Anonymous 17 Aug 2010
FSA fines director £150k in insurance fraud crackdown FSA fines director £150k in insurance fraud crackdown by	1 replies 4 views 0 likes	Anonymous 17 Aug 2010
FSA probes six firms over unregulated product promotion FSA probes six firms over unregulated product promotion by	6 replies 206 views 0 likes	Anonymous 16 Aug 2010
FSA debt collector “hectored” firm for unpaid fees FSA debt collector “hectored” firm for unpaid fees by	2 replies 28 views 0 likes	Anonymous 16 Aug 2010
Call for FSA to regulate BTL Call for FSA to regulate BTL by	1 replies 10 views 0 likes	Anonymous 16 Aug 2010
FSA says sorry after 400 firms hit by £250 fine blunder FSA says sorry after 400 firms hit by £250 fine blunder by	3 replies 31 views 0 likes	Anonymous 13 Aug 2010
Is anyone using a Suitability Letter clause to protect them against the Mortgage Market Review? Is anyone using a Suitability Letter clause to protect them against the Mortgage Market Review? by	9 replies 162 views 0 likes	Anonymous 11 Aug 2010
Cable hints at Coalition battle over FSA Cable hints at Coalition battle over FSA by	2 replies 35 views 0 likes	Anonymous 11 Aug 2010
FSA fees FSA fees by	11 replies 185 views 0 likes	Anonymous 9 Aug 2010
Staff resignations doubled at the FSA in Q2 Staff resignations doubled at the FSA in Q2 by	4 replies 44 views 0 likes	Anonymous 9 Aug 2010
All FSA staff should be qualified: Bloom All FSA staff should be qualified: Bloom by	7 replies 73 views 0 likes	Anonymous 4 Aug 2010
FSA's bonus rules face legal battle FSA's bonus rules face legal battle by	1 replies 33 views 0 likes	Anonymous 2 Aug 2010
A third of FSA staff are not happy with their pay! A third of FSA staff are not happy with their pay! by	2 replies 75 views 0 likes	Anonymous 29 Jul 2010
FSA staff must be public servants not bankers-King FSA staff must be public servants not bankers-King by	1 replies 21 views 0 likes	Anonymous 29 Jul 2010
Document setting out detailed proposal for disbanding FSA Document setting out detailed proposal for disbanding FSA by	3 replies 82 views 0 likes	Anonymous 27 Jul 2010
FSA adds suspension to disciplinary powers FSA adds suspension to disciplinary powers by	3 replies 23 views 0 likes	Anonymous 25 Jul 2010
FSA break-up may result in 'horrible' turf wars FSA break-up may result in 'horrible' turf wars by	1 replies 69 views 0 likes	Anonymous 8 Jul 2010
RDR: FSA proposes 'Statements of Professional Standing' for advisers RDR: FSA proposes 'Statements of Professional Standing' for advisers by	3 replies 94 views 0 likes	Anonymous 7 Jul 2010
Assessment Assessment by	2 replies 105 views 0 likes	Anonymous 7 Jul 2010
Firms must submit new adviser details quarterly Firms must submit new adviser details quarterly by	4 replies 88 views 0 likes	Anonymous 5 Jul 2010
Bonuses paid to 84% of FSA staff last year Bonuses paid to 84% of FSA staff last year by	1 replies 39 views 0 likes	Anonymous 5 Jul 2010
Jon Pain to leave FSA Jon Pain to leave FSA by	3 replies 55 views 0 likes	Anonymous 2 Jul 2010
Shame Shame by	12 replies 286 views 0 likes	Anonymous 1 Jul 2010
All advisers, including bank staff, to be held personally accountable All advisers, including bank staff, to be held personally accountable by	6 replies 309 views 0 likes	Anonymous 30 Jun 2010
Sants still committed to RDR Sants still committed to RDR by	4 replies 63 views 0 likes	Anonymous 25 Jun 2010
Sants: Public sense of duty compelled me to take Bank job Sants: Public sense of duty compelled me to take Bank job by	3 replies 22 views 0 likes	Anonymous 25 Jun 2010
FSA's new structure revealed FSA's new structure revealed by	1 replies 67 views 0 likes	Anonymous 24 Jun 2010
FSA urging advisers to revisit any client contracts containing ‘I have read and understood’ declarations to ensure they are fair on consumers FSA urging advisers to revisit any client contracts containing ‘I have read and understood’ declarations to ensure they are fair on consumers by	6 replies 221 views 0 likes	Anonymous 22 Jun 2010
FSA break-up by 2012 hits RDR transition; Sants to stay on FSA break-up by 2012 hits RDR transition; Sants to stay on by	14 replies 323 views 0 likes	Anonymous 18 Jun 2010
FSA to be disbanded FSA to be disbanded by	5 replies 72 views 0 likes	Anonymous 17 Jun 2010
Probably a Stuipid Question Probably a Stuipid Question by	13 replies 219 views 0 likes	Anonymous 16 Jun 2010
FSA to become Bank of England subsidiary FSA to become Bank of England subsidiary by	3 replies 102 views 0 likes	Anonymous 15 Jun 2010
FSA Staff Expenses... FSA Staff Expenses... by	3 replies 35 views 0 likes	Anonymous 15 Jun 2010
Look what we've emailed to MPs and copied to the Press! Look what we've emailed to MPs and copied to the Press! by	6 replies 221 views 0 likes	Anonymous 14 Jun 2010