FCA Regulation

Topics

FSA break-up may result in 'horrible' turf wars FSA break-up may result in 'horrible' turf wars by	1 replies 69 views 0 likes	Anonymous 8 Jul 2010
RDR: FSA proposes 'Statements of Professional Standing' for advisers RDR: FSA proposes 'Statements of Professional Standing' for advisers by	3 replies 94 views 0 likes	Anonymous 7 Jul 2010
Assessment Assessment by	2 replies 105 views 0 likes	Anonymous 7 Jul 2010
Firms must submit new adviser details quarterly Firms must submit new adviser details quarterly by	4 replies 88 views 0 likes	Anonymous 5 Jul 2010
Bonuses paid to 84% of FSA staff last year Bonuses paid to 84% of FSA staff last year by	1 replies 39 views 0 likes	Anonymous 5 Jul 2010
Jon Pain to leave FSA Jon Pain to leave FSA by	3 replies 55 views 0 likes	Anonymous 2 Jul 2010
Shame Shame by	12 replies 286 views 0 likes	Anonymous 1 Jul 2010
All advisers, including bank staff, to be held personally accountable All advisers, including bank staff, to be held personally accountable by	6 replies 309 views 0 likes	Anonymous 30 Jun 2010
Sants still committed to RDR Sants still committed to RDR by	4 replies 63 views 0 likes	Anonymous 25 Jun 2010
Sants: Public sense of duty compelled me to take Bank job Sants: Public sense of duty compelled me to take Bank job by	3 replies 22 views 0 likes	Anonymous 25 Jun 2010
FSA's new structure revealed FSA's new structure revealed by	1 replies 67 views 0 likes	Anonymous 24 Jun 2010
FSA urging advisers to revisit any client contracts containing ‘I have read and understood’ declarations to ensure they are fair on consumers FSA urging advisers to revisit any client contracts containing ‘I have read and understood’ declarations to ensure they are fair on consumers by	6 replies 221 views 0 likes	Anonymous 22 Jun 2010
FSA break-up by 2012 hits RDR transition; Sants to stay on FSA break-up by 2012 hits RDR transition; Sants to stay on by	14 replies 323 views 0 likes	Anonymous 18 Jun 2010
FSA to be disbanded FSA to be disbanded by	5 replies 72 views 0 likes	Anonymous 17 Jun 2010
Probably a Stuipid Question Probably a Stuipid Question by	13 replies 219 views 0 likes	Anonymous 16 Jun 2010
FSA to become Bank of England subsidiary FSA to become Bank of England subsidiary by	3 replies 102 views 0 likes	Anonymous 15 Jun 2010
FSA Staff Expenses... FSA Staff Expenses... by	3 replies 35 views 0 likes	Anonymous 15 Jun 2010
Look what we've emailed to MPs and copied to the Press! Look what we've emailed to MPs and copied to the Press! by	6 replies 221 views 0 likes	Anonymous 14 Jun 2010
FSA forks out £638,500 for hospitality at Canary Wharf FSA forks out £638,500 for hospitality at Canary Wharf by	8 replies 98 views 0 likes	Anonymous 14 Jun 2010
Sally Dewar to step down from FSA Sally Dewar to step down from FSA by	2 replies 13 views 0 likes	Anonymous 12 Jun 2010
"Why, after the Treasury had fatally damaged the viability of the Occupational Pension Funds, did they allow the Regulator to keep putting people back into those funds through the medium of the Pensions Misselling Review?" and "Why was the Regulator so "Why, after the Treasury had fatally damaged the viability of the Occupational Pension Funds, did they allow the Regulator to keep putting people back into those funds through the medium of the Pensions Misselling Review?" and "Why was the Regulator so by	1 replies 6 views 0 likes	Anonymous 11 Jun 2010
Hurrahhh! Some good guys heading the Treasury Select Committee who seem to realise the FSA is out of control! See the 'must read' report "The Levanthian at Large" (Definition of 'Levanthian' - something huge or VERY powerful) Hurrahhh! Some good guys heading the Treasury Select Committee who seem to realise the FSA is out of control! See the 'must read' report "The Levanthian at Large" (Definition of 'Levanthian' - something huge or VERY powerful) by	2 replies 96 views 0 likes	Anonymous 11 Jun 2010
FSA paid staff £22m in bonuses in 2009/10 FSA paid staff £22m in bonuses in 2009/10 by	2 replies 33 views 0 likes	Anonymous 10 Jun 2010
So the FSA paid our 12K for a leaving party for Tiner - he of the 'tarnished' reputation (according to The Guardian) So the FSA paid our 12K for a leaving party for Tiner - he of the 'tarnished' reputation (according to The Guardian) by	1 replies 18 views 0 likes	Anonymous 10 Jun 2010
FSA annual report reveals £108,000 bonus for outgoing chief executive Hector Sants FSA annual report reveals £108,000 bonus for outgoing chief executive Hector Sants by	1 replies 12 views 0 likes	Anonymous 10 Jun 2010
FSA and fines FSA and fines by Anonymous	5 replies 170 views 0 likes	Anonymous 9 Jun 2010
We will not add another broker exam, says FSA We will not add another broker exam, says FSA by	1 replies 54 views 0 likes	Anonymous 8 Jun 2010
Govt still considering FSA closure Govt still considering FSA closure by	5 replies 72 views 0 likes	Anonymous 7 Jun 2010
Average earnings of FSA staff - and level of earnings for top dogs at FSA Average earnings of FSA staff - and level of earnings for top dogs at FSA by	19 replies 263 views 0 likes	Anonymous 7 Jun 2010
Advisers call on FSA to give greater weight to CPD Advisers call on FSA to give greater weight to CPD by	1 replies 34 views 0 likes	Anonymous 4 Jun 2010
Are we replacing one quango with another? Are we replacing one quango with another? by	1 replies 29 views 0 likes	Anonymous 3 Jun 2010
FSA hikes mortgage broker fees by 33% FSA hikes mortgage broker fees by 33% by	11 replies 316 views 0 likes	Anonymous 2 Jun 2010
Yet another basic right that is to be stolen from independent financial advisers Yet another basic right that is to be stolen from independent financial advisers by	23 replies 624 views 0 likes	Anonymous 25 May 2010
Urgent feedback please - FSA and individual broker registrations Urgent feedback please - FSA and individual broker registrations by Anonymous	37 replies 723 views 0 likes	Anonymous 24 May 2010
Sants emailed FSA's staff on Tory policy Sants emailed FSA's staff on Tory policy by	8 replies 218 views 0 likes	Anonymous 19 May 2010
Eight banks face US probe into mortgage ratings Eight banks face US probe into mortgage ratings by	1 replies 16 views 0 likes	Anonymous 14 May 2010
Ha! ha! ha! Ha! ha! ha! by	5 replies 135 views 0 likes	Anonymous 14 May 2010
Did anybody know this? Did anybody know this? by Anonymous	20 replies 577 views 0 likes	Anonymous 10 May 2010
This is where the FSA should be looking... This is where the FSA should be looking... by	1 replies 99 views 0 likes	Anonymous 29 Apr 2010
FSA to investigate Goldman Sachs FSA to investigate Goldman Sachs by	3 replies 44 views 0 likes	Anonymous 21 Apr 2010