FCA Regulation

Topics

FSA forks out £638,500 for hospitality at Canary Wharf FSA forks out £638,500 for hospitality at Canary Wharf by	8 replies 98 views 0 likes	Anonymous 14 Jun 2010
Sally Dewar to step down from FSA Sally Dewar to step down from FSA by	2 replies 13 views 0 likes	Anonymous 12 Jun 2010
"Why, after the Treasury had fatally damaged the viability of the Occupational Pension Funds, did they allow the Regulator to keep putting people back into those funds through the medium of the Pensions Misselling Review?" and "Why was the Regulator so "Why, after the Treasury had fatally damaged the viability of the Occupational Pension Funds, did they allow the Regulator to keep putting people back into those funds through the medium of the Pensions Misselling Review?" and "Why was the Regulator so by	1 replies 6 views 0 likes	Anonymous 11 Jun 2010
Hurrahhh! Some good guys heading the Treasury Select Committee who seem to realise the FSA is out of control! See the 'must read' report "The Levanthian at Large" (Definition of 'Levanthian' - something huge or VERY powerful) Hurrahhh! Some good guys heading the Treasury Select Committee who seem to realise the FSA is out of control! See the 'must read' report "The Levanthian at Large" (Definition of 'Levanthian' - something huge or VERY powerful) by	2 replies 96 views 0 likes	Anonymous 11 Jun 2010
FSA paid staff £22m in bonuses in 2009/10 FSA paid staff £22m in bonuses in 2009/10 by	2 replies 33 views 0 likes	Anonymous 10 Jun 2010
So the FSA paid our 12K for a leaving party for Tiner - he of the 'tarnished' reputation (according to The Guardian) So the FSA paid our 12K for a leaving party for Tiner - he of the 'tarnished' reputation (according to The Guardian) by	1 replies 18 views 0 likes	Anonymous 10 Jun 2010
FSA annual report reveals £108,000 bonus for outgoing chief executive Hector Sants FSA annual report reveals £108,000 bonus for outgoing chief executive Hector Sants by	1 replies 12 views 0 likes	Anonymous 10 Jun 2010
FSA and fines FSA and fines by Anonymous	5 replies 170 views 0 likes	Anonymous 9 Jun 2010
We will not add another broker exam, says FSA We will not add another broker exam, says FSA by	1 replies 54 views 0 likes	Anonymous 8 Jun 2010
Govt still considering FSA closure Govt still considering FSA closure by	5 replies 72 views 0 likes	Anonymous 7 Jun 2010
Average earnings of FSA staff - and level of earnings for top dogs at FSA Average earnings of FSA staff - and level of earnings for top dogs at FSA by	19 replies 263 views 0 likes	Anonymous 7 Jun 2010
Advisers call on FSA to give greater weight to CPD Advisers call on FSA to give greater weight to CPD by	1 replies 34 views 0 likes	Anonymous 4 Jun 2010
Are we replacing one quango with another? Are we replacing one quango with another? by	1 replies 29 views 0 likes	Anonymous 3 Jun 2010
FSA hikes mortgage broker fees by 33% FSA hikes mortgage broker fees by 33% by	11 replies 316 views 0 likes	Anonymous 2 Jun 2010
Yet another basic right that is to be stolen from independent financial advisers Yet another basic right that is to be stolen from independent financial advisers by	23 replies 624 views 0 likes	Anonymous 25 May 2010
Urgent feedback please - FSA and individual broker registrations Urgent feedback please - FSA and individual broker registrations by Anonymous	37 replies 723 views 0 likes	Anonymous 24 May 2010
Sants emailed FSA's staff on Tory policy Sants emailed FSA's staff on Tory policy by	8 replies 218 views 0 likes	Anonymous 19 May 2010
Eight banks face US probe into mortgage ratings Eight banks face US probe into mortgage ratings by	1 replies 16 views 0 likes	Anonymous 14 May 2010
Ha! ha! ha! Ha! ha! ha! by	5 replies 135 views 0 likes	Anonymous 14 May 2010
Did anybody know this? Did anybody know this? by Anonymous	20 replies 577 views 0 likes	Anonymous 10 May 2010
This is where the FSA should be looking... This is where the FSA should be looking... by	1 replies 99 views 0 likes	Anonymous 29 Apr 2010
FSA to investigate Goldman Sachs FSA to investigate Goldman Sachs by	3 replies 44 views 0 likes	Anonymous 21 Apr 2010
Did you know that there is already a Compliance Code FOR REGULATORS that has parliamentary approval??!!! Did you know that there is already a Compliance Code FOR REGULATORS that has parliamentary approval??!!! by	14 replies 145 views 0 likes	Anonymous 15 Apr 2010
GABRIEL - complaints. GABRIEL - complaints. by	10 replies 213 views 0 likes	Anonymous 6 Apr 2010
First IFA appointed onto FSA board. Does anyone know this lady? Should we be working with her to help feed the right messages through? First IFA appointed onto FSA board. Does anyone know this lady? Should we be working with her to help feed the right messages through? by	2 replies 37 views 0 likes	Anonymous 26 Mar 2010
Advisers back plans for FSA mortgage suitability letters Advisers back plans for FSA mortgage suitability letters by	23 replies 221 views 0 likes	Anonymous 26 Mar 2010
FSA fees for 10/11 FSA fees for 10/11 by	3 replies 53 views 0 likes	Anonymous 19 Mar 2010
FSA to spend extra £48m on staff costs in 2010/11 FSA to spend extra £48m on staff costs in 2010/11 by	9 replies 87 views 0 likes	Anonymous 18 Mar 2010
Caution urged as free financial advice service launched Caution urged as free financial advice service launched by	27 replies 388 views 0 likes	Anonymous 17 Mar 2010
Sants: "If society wants results, it's going to cost." Sants: "If society wants results, it's going to cost." by	2 replies 15 views 0 likes	Anonymous 17 Mar 2010
Strong views about the FSAs competence Strong views about the FSAs competence by	8 replies 251 views 0 likes	Anonymous 17 Mar 2010
TCF Gap Analysis report TCF Gap Analysis report by	4 replies 84 views 0 likes	Anonymous 14 Mar 2010
FSA head Hector Sants to 'get tough' on mis-selling FSA head Hector Sants to 'get tough' on mis-selling by	4 replies 33 views 0 likes	Anonymous 12 Mar 2010
Regional education programme Regional education programme by Anonymous	19 replies 241 views 0 likes	Anonymous 11 Mar 2010
Vetting Process for "New Advisers" Vetting Process for "New Advisers" by	9 replies 156 views 0 likes	Anonymous 8 Mar 2010
EX Park Row IFA'S might get authorised now.. EX Park Row IFA'S might get authorised now.. by	9 replies 163 views 0 likes	Anonymous 1 Mar 2010
FSA announces shock broker fee rise FSA announces shock broker fee rise by	18 replies 1,050 views 0 likes	Anonymous 17 Feb 2010
Sants - Did he go or was he.......? Sants - Did he go or was he.......? by	18 replies 206 views 0 likes	Anonymous 12 Feb 2010
Mortgage Advisers to become approved persons Mortgage Advisers to become approved persons by	3 replies 91 views 0 likes	Anonymous 27 Jan 2010
Wonderful Wonderful by	5 replies 74 views 0 likes	Anonymous 26 Jan 2010