You are here: Forum > ADVISER FORUM > FCA Regulation
Create New Topic

FCA Regulation

Topics

Are the FCA really going to relax mortgage rules?

Are the FCA really going to relax mortgage rules?

by

34 replies
498 views
23 likes
Last User to Post in this topic Anonymous
Today

Starting new firm

Starting new firm

by Anonymous 1

7 replies
165 views
2 likes
Last User to Post in this topic Anonymous
Friday

Locum needed for Lifetime Mortgage Advice

Locum needed for Lifetime Mortgage Advice

by

7 replies
102 views
0 likes
Last User to Post in this topic Anonymous
10 Jan 2025

FCA Rule Change - Locum??

FCA Rule Change - Locum??

by

18 replies
326 views
8 likes
Last User to Post in this topic Anonymous
10 Jan 2025

Directory persons attestation

Directory persons attestation

by Anonymous 1

2 replies
84 views
0 likes
Last User to Post in this topic Anonymous
7 Jan 2025

Regulation round-up - December 2024

Regulation round-up - December 2024

by

0 replies
35 views
0 likes
Last User to Post in this topic Anonymous
19 Dec 2024

FCA Criticised by MP Select Committee

FCA Criticised by MP Select Committee

by

16 replies
434 views
14 likes
Last User to Post in this topic Anonymous
2 Dec 2024

Regulation round-up - November 2024

Regulation round-up - November 2024

by

0 replies
18 views
0 likes
Last User to Post in this topic Anonymous
29 Nov 2024

To Fee or not to Fee that is the Q

To Fee or not to Fee that is the Q

by Anonymous 1

54 replies
1,173 views
30 likes
Last User to Post in this topic Anonymous
11 Nov 2024

Regulation Round up October 24

Regulation Round up October 24

by

0 replies
35 views
0 likes
Last User to Post in this topic Anonymous
1 Nov 2024

"New Consumer Credit Returns Prototype" Survey

"New Consumer Credit Returns Prototype" Survey

by

7 replies
210 views
2 likes
Last User to Post in this topic Anonymous
23 Oct 2024

Consumer Credit Returns ?????

Consumer Credit Returns ?????

by

2 replies
114 views
0 likes
Last User to Post in this topic Anonymous
27 Sep 2024

Regulation Roun-up September 24

Regulation Roun-up September 24

by

0 replies
21 views
0 likes
Last User to Post in this topic Anonymous
26 Sep 2024

Consumer BTL - where is my authorisation info?

Consumer BTL - where is my authorisation info?

by

5 replies
112 views
1 likes
Last User to Post in this topic Anonymous
26 Sep 2024

Folder retention

Folder retention

by Anonymous 1

27 replies
697 views
11 likes
Last User to Post in this topic Anonymous
26 Sep 2024

Vulnerability

Vulnerability

by

20 replies
302 views
7 likes
Last User to Post in this topic Anonymous
12 Sep 2024

Baseline Financial Resilience Report - how do you complete the last 2 questions?

Baseline Financial Resilience Report - how do you complete the last 2 questions?

by

12 replies
162 views
3 likes
Last User to Post in this topic Anonymous
11 Sep 2024

FCA Reviewing Protection Commission

FCA Reviewing Protection Commission

by

33 replies
919 views
11 likes
Last User to Post in this topic Anonymous
5 Sep 2024

Regulation Round up August 24

Regulation Round up August 24

by

0 replies
21 views
0 likes
Last User to Post in this topic Anonymous
29 Aug 2024

FCA are dropping Simplified advice - again!

FCA are dropping Simplified advice - again!

by Anonymous 1

3 replies
193 views
2 likes
Last User to Post in this topic Anonymous
13 Aug 2024

FCA bill

FCA bill

by

20 replies
764 views
2 likes
Last User to Post in this topic Anonymous
31 Jul 2024

Has AMI actally done something useful?

Has AMI actally done something useful?

by Anonymous 1

0 replies
92 views
0 likes
Last User to Post in this topic Anonymous
26 Jul 2024

Regulation round-up June 2024

Regulation round-up June 2024

by

0 replies
53 views
0 likes
Last User to Post in this topic Anonymous
28 Jun 2024

Closed Products

Closed Products

by

3 replies
217 views
0 likes
Last User to Post in this topic Anonymous
28 May 2024

FCA Vulnerability Review - Survey

FCA Vulnerability Review - Survey

by

18 replies
485 views
3 likes
Last User to Post in this topic Anonymous
22 May 2024

Good to know the FCA spend our money wisely

Good to know the FCA spend our money wisely

by Anonymous 1

6 replies
306 views
7 likes
Last User to Post in this topic Anonymous
7 May 2024

DA for BTL broker

DA for BTL broker

by

3 replies
164 views
2 likes
Last User to Post in this topic Anonymous
18 Apr 2024

Client now residing overseas - FCA Wording

Client now residing overseas - FCA Wording

by

2 replies
80 views
0 likes
Last User to Post in this topic Anonymous
17 Apr 2024

Introducers and FCA Credit Broking

Introducers and FCA Credit Broking

by

3 replies
111 views
2 likes
Last User to Post in this topic Anonymous
10 Apr 2024

Baseline Financial Resilience Report - Why?!

Baseline Financial Resilience Report - Why?!

by

14 replies
374 views
3 likes
Last User to Post in this topic Anonymous
28 Mar 2024

Starting a Bridging/Commercial Brokerage

Starting a Bridging/Commercial Brokerage

by Anonymous 1

5 replies
226 views
1 likes
Last User to Post in this topic Anonymous
20 Mar 2024

Advice / Guidance - "the most progressive [way] the FCA has ever come at something in a consultation"? Or not?

Advice / Guidance - "the most progressive [way] the FCA has ever come at something in a consultation"? Or not?

by Anonymous 1

1 replies
141 views
0 likes
Last User to Post in this topic Anonymous
14 Feb 2024

Having AR's

Having AR's

by Anonymous 1

6 replies
233 views
0 likes
Last User to Post in this topic Anonymous
13 Feb 2024

GDPR

GDPR

by Anonymous 1

3 replies
91 views
0 likes
Last User to Post in this topic Anonymous
8 Feb 2024

Debt Consolidation on a BTL

Debt Consolidation on a BTL

by

9 replies
146 views
0 likes
Last User to Post in this topic Anonymous
6 Feb 2024

FCA Gateway User Research - New Form A

FCA Gateway User Research - New Form A

by

2 replies
76 views
0 likes
Last User to Post in this topic Anonymous
5 Feb 2024

REP019 General Insurance - Value Measures Report

REP019 General Insurance - Value Measures Report

by

7 replies
130 views
0 likes
Last User to Post in this topic Anonymous
8 Jan 2024

DA - FCA Application - How long did it take for authorisation?

DA - FCA Application - How long did it take for authorisation?

by

3 replies
200 views
4 likes
Last User to Post in this topic Anonymous
3 Jan 2024

Will small firms survive Customer Duty?

Will small firms survive Customer Duty?

by

13 replies
602 views
4 likes
Last User to Post in this topic Anonymous
12 Dec 2023

FCA to relax advice-guidance boundary in landmark review - Thoughts please

FCA to relax advice-guidance boundary in landmark review - Thoughts please

by

3 replies
236 views
2 likes
Last User to Post in this topic Anonymous
8 Dec 2023