FCA Regulation

Topics

FCA - Live and Local FCA - Live and Local by Anonymous	7 replies 173 views 1 likes	Anonymous 27 Jul 2016
MPs call for new regulator over Hbos report MPs call for new regulator over Hbos report by	2 replies 82 views 2 likes	Anonymous 26 Jul 2016
FCA chief unconvinced FAMR proposals will work? FCA chief unconvinced FAMR proposals will work? by	1 replies 62 views 0 likes	Anonymous 21 Jul 2016
FCA blaming the EU for increasing broker fees? FCA blaming the EU for increasing broker fees? by	9 replies 188 views 3 likes	Anonymous 1 Jul 2016
FCA to check brokers are delivering best deals? FCA to check brokers are delivering best deals? by	4 replies 299 views 2 likes	Anonymous 20 May 2016
"The RDR is a failure on so many levels..." "The RDR is a failure on so many levels..." by	0 replies 40 views 0 likes	Anonymous 12 May 2016
Non routine FCA application Non routine FCA application by Anonymous	6 replies 283 views 0 likes	Anonymous 10 May 2016
Good work if you can get it.. Good work if you can get it.. by	2 replies 115 views 0 likes	Anonymous 9 May 2016
Confused by Budget - GAD and Flexible Drawdown Confused by Budget - GAD and Flexible Drawdown by Anonymous	2 replies 63 views 0 likes	Anonymous 27 Apr 2016
FCA writing to around 700 firms for 'mass file check'... FCA writing to around 700 firms for 'mass file check'... by	15 replies 1,016 views 2 likes	Anonymous 23 Apr 2016
Gabriel forgets Gabriel forgets by	34 replies 962 views 1 likes	Anonymous 14 Apr 2016
FCA & CBTL FCA & CBTL by	0 replies 99 views 0 likes	Anonymous 7 Apr 2016
Are we all clear on this? Self-employed advisers who receive all of their remuneration from a proportion of fees or income paid to the firm MUST abide by FCA 'Incentives' rules Are we all clear on this? Self-employed advisers who receive all of their remuneration from a proportion of fees or income paid to the firm MUST abide by FCA 'Incentives' rules by	1 replies 138 views 0 likes	Anonymous 6 Apr 2016
FCA register FCA register by	1 replies 59 views 0 likes	Anonymous 6 Apr 2016
Happy 3rd Birthday FCA!!! Happy 3rd Birthday FCA!!! by	6 replies 98 views 0 likes	Anonymous 4 Apr 2016
Permissions Required Permissions Required by Anonymous	12 replies 175 views 0 likes	Anonymous 3 Feb 2016
What are the rules on calling yourself an independent mortgage broker? What are the rules on calling yourself an independent mortgage broker? by Anonymous	49 replies 1,042 views 0 likes	Anonymous 2 Feb 2016
FCA branded "blundering" and "weak, toothless and anaemic" FCA branded "blundering" and "weak, toothless and anaemic" by	0 replies 53 views 0 likes	Anonymous 2 Feb 2016
MCD Data Collection - Action Required MCD Data Collection - Action Required by	43 replies 564 views 0 likes	Anonymous 1 Feb 2016
Financial Ombudsman Service (FOS) Petition Not Attracting Industry Interest Financial Ombudsman Service (FOS) Petition Not Attracting Industry Interest by	4 replies 98 views 0 likes	Anonymous 18 Jan 2016
Advise sought - and a warning to you all Advise sought - and a warning to you all by	190 replies 6,302 views 8 likes	Anonymous 8 Jan 2016
Call for FCA to clear up advice charges confusion Call for FCA to clear up advice charges confusion by	2 replies 131 views 0 likes	Anonymous 25 Nov 2015
At last. A good idea re regulation of advisers... At last. A good idea re regulation of advisers... by	1 replies 76 views 0 likes	Anonymous 28 Oct 2015
70% in the dark over FCA Requirement - something needs to be done 70% in the dark over FCA Requirement - something needs to be done by	2 replies 191 views 0 likes	Anonymous 20 Oct 2015
MPs set to grill FCA bosses over regulator's progress next week MPs set to grill FCA bosses over regulator's progress next week by	2 replies 90 views 0 likes	Anonymous 16 Oct 2015
CCL is no more - now its the IPL! CCL is no more - now its the IPL! by	39 replies 908 views 2 likes	Anonymous 15 Oct 2015
'Deep cultural problems’ at the regulator 'Deep cultural problems’ at the regulator by	2 replies 126 views 0 likes	Anonymous 13 Oct 2015
Totally lost filling in my Gabriel - Consumer Credit Info Totally lost filling in my Gabriel - Consumer Credit Info by	5 replies 153 views 0 likes	Anonymous 28 Sep 2015
Should the FCA become part of the Government? Should the FCA become part of the Government? by	0 replies 51 views 1 likes	Anonymous 23 Sep 2015
MCD Mortgage Credit Directive Starts today ! MCD Mortgage Credit Directive Starts today ! by	1 replies 108 views 0 likes	Anonymous 22 Sep 2015
Another fee from FCA to register for giving advice on buy to let Another fee from FCA to register for giving advice on buy to let by	4 replies 221 views 1 likes	Anonymous 18 Sep 2015
Interim Permission - Expired/Lapsed or Cancelled? Interim Permission - Expired/Lapsed or Cancelled? by Anonymous	9 replies 165 views 0 likes	Anonymous 11 Sep 2015
FCA connect FCA connect by	2 replies 100 views 0 likes	Anonymous 11 Sep 2015
Consumer credit licence for unregulated broker Consumer credit licence for unregulated broker by	8 replies 78 views 0 likes	Anonymous 5 Sep 2015
National IFA has 266% rise in regulatory costs! National IFA has 266% rise in regulatory costs! by	1 replies 130 views 0 likes	Anonymous 27 Aug 2015
ANOTHER LEVY ANOTHER LEVY by	1 replies 73 views 0 likes	Anonymous 24 Aug 2015
FCA- artwork , flowers and average wage FCA- artwork , flowers and average wage by	5 replies 118 views 0 likes	Anonymous 21 Aug 2015
Shocking. CLIENTS pay £170 each pa just for regulation!? Shocking. CLIENTS pay £170 each pa just for regulation!? by	0 replies 36 views 0 likes	Anonymous 19 Aug 2015
Gov’t concerns about regulatory costs - IFAs urged to act Gov’t concerns about regulatory costs - IFAs urged to act by	0 replies 75 views 0 likes	Anonymous 17 Aug 2015
CCL Gabriel Return CCL Gabriel Return by	10 replies 193 views 2 likes	Anonymous 4 Aug 2015