FCA Regulation

Topics

MCD Data Collection - Action Required MCD Data Collection - Action Required by	43 replies 564 views 0 likes	Anonymous 1 Feb 2016
Financial Ombudsman Service (FOS) Petition Not Attracting Industry Interest Financial Ombudsman Service (FOS) Petition Not Attracting Industry Interest by	4 replies 98 views 0 likes	Anonymous 18 Jan 2016
Advise sought - and a warning to you all Advise sought - and a warning to you all by	190 replies 6,302 views 8 likes	Anonymous 8 Jan 2016
Call for FCA to clear up advice charges confusion Call for FCA to clear up advice charges confusion by	2 replies 131 views 0 likes	Anonymous 25 Nov 2015
At last. A good idea re regulation of advisers... At last. A good idea re regulation of advisers... by	1 replies 76 views 0 likes	Anonymous 28 Oct 2015
70% in the dark over FCA Requirement - something needs to be done 70% in the dark over FCA Requirement - something needs to be done by	2 replies 191 views 0 likes	Anonymous 20 Oct 2015
MPs set to grill FCA bosses over regulator's progress next week MPs set to grill FCA bosses over regulator's progress next week by	2 replies 90 views 0 likes	Anonymous 16 Oct 2015
CCL is no more - now its the IPL! CCL is no more - now its the IPL! by	39 replies 908 views 2 likes	Anonymous 15 Oct 2015
'Deep cultural problems’ at the regulator 'Deep cultural problems’ at the regulator by	2 replies 126 views 0 likes	Anonymous 13 Oct 2015
Totally lost filling in my Gabriel - Consumer Credit Info Totally lost filling in my Gabriel - Consumer Credit Info by	5 replies 153 views 0 likes	Anonymous 28 Sep 2015
Should the FCA become part of the Government? Should the FCA become part of the Government? by	0 replies 51 views 1 likes	Anonymous 23 Sep 2015
MCD Mortgage Credit Directive Starts today ! MCD Mortgage Credit Directive Starts today ! by	1 replies 108 views 0 likes	Anonymous 22 Sep 2015
Another fee from FCA to register for giving advice on buy to let Another fee from FCA to register for giving advice on buy to let by	4 replies 221 views 1 likes	Anonymous 18 Sep 2015
Interim Permission - Expired/Lapsed or Cancelled? Interim Permission - Expired/Lapsed or Cancelled? by Anonymous	9 replies 165 views 0 likes	Anonymous 11 Sep 2015
FCA connect FCA connect by	2 replies 100 views 0 likes	Anonymous 11 Sep 2015
Consumer credit licence for unregulated broker Consumer credit licence for unregulated broker by	8 replies 78 views 0 likes	Anonymous 5 Sep 2015
National IFA has 266% rise in regulatory costs! National IFA has 266% rise in regulatory costs! by	1 replies 130 views 0 likes	Anonymous 27 Aug 2015
ANOTHER LEVY ANOTHER LEVY by	1 replies 73 views 0 likes	Anonymous 24 Aug 2015
FCA- artwork , flowers and average wage FCA- artwork , flowers and average wage by	5 replies 118 views 0 likes	Anonymous 21 Aug 2015
Shocking. CLIENTS pay £170 each pa just for regulation!? Shocking. CLIENTS pay £170 each pa just for regulation!? by	0 replies 36 views 0 likes	Anonymous 19 Aug 2015
Gov’t concerns about regulatory costs - IFAs urged to act Gov’t concerns about regulatory costs - IFAs urged to act by	0 replies 75 views 0 likes	Anonymous 17 Aug 2015
CCL Gabriel Return CCL Gabriel Return by	10 replies 193 views 2 likes	Anonymous 4 Aug 2015
FCA 'mistakes' - what others will Wheatley reveal?! FCA 'mistakes' - what others will Wheatley reveal?! by	2 replies 71 views 0 likes	Anonymous 29 Jul 2015
New CCL Application New CCL Application by	1 replies 59 views 0 likes	Anonymous 15 Jul 2015
The STAGGERING costs of FCA et al – ultimately paid by consumers!!!!!!!!!!!!!!!!!! The STAGGERING costs of FCA et al – ultimately paid by consumers!!!!!!!!!!!!!!!!!! by	7 replies 243 views 0 likes	Anonymous 14 Jul 2015
Annual CCL fees! I'm shocked! Annual CCL fees! I'm shocked! by	16 replies 442 views 1 likes	Anonymous 5 Jul 2015
£3m in FCA's golden goodbyes £3m in FCA's golden goodbyes by	1 replies 82 views 0 likes	Anonymous 3 Jul 2015
FCA just 'writes off' over £3million as 'constructive loss'! FCA just 'writes off' over £3million as 'constructive loss'! by	0 replies 15 views 0 likes	Anonymous 3 Jul 2015
10% fee hike for advisers. What's your reaction? 10% fee hike for advisers. What's your reaction? by	2 replies 151 views 0 likes	Anonymous 26 Jun 2015
DA App Help!! DA App Help!! by Anonymous	3 replies 89 views 0 likes	Anonymous 24 Jun 2015
Where has all the FCA fine money gone? Rising concerns Where has all the FCA fine money gone? Rising concerns by	2 replies 71 views 0 likes	Anonymous 15 Jun 2015
FOS rather than FCA FOS rather than FCA by	8 replies 241 views 0 likes	Anonymous 12 Jun 2015
FCA takes over 13 weeks to approve AR to DA applications FCA takes over 13 weeks to approve AR to DA applications by	5 replies 146 views 1 likes	Anonymous 2 Jun 2015
FCA hikes budget & the bulk paid by us FCA hikes budget & the bulk paid by us by	18 replies 552 views 3 likes	Anonymous 28 May 2015
What wording do we need on our website about CCL and charging a Broker Fee for Buy-to-Lets? What wording do we need on our website about CCL and charging a Broker Fee for Buy-to-Lets? by	5 replies 148 views 0 likes	Anonymous 12 May 2015
Will you challenge the FCA fee hike? Will you challenge the FCA fee hike? by	5 replies 191 views 0 likes	Anonymous 29 Apr 2015
CCR008 Requirement to provide web domain names CCR008 Requirement to provide web domain names by	2 replies 146 views 0 likes	Anonymous 28 Apr 2015
Wheatley - should he stay or should he go? Wheatley - should he stay or should he go? by	5 replies 105 views 0 likes	Anonymous 2 Apr 2015
The FCA Assassinates The Insurance Industry and gets........a waggy finger? The FCA Assassinates The Insurance Industry and gets........a waggy finger? by	1 replies 59 views 0 likes	Anonymous 28 Mar 2015
Some sense from the FCA on use of ‘independent’? Some sense from the FCA on use of ‘independent’? by	2 replies 236 views 0 likes	Anonymous 27 Mar 2015