FCA Regulation

Topics

Reference from previous firm Reference from previous firm by Anonymous	5 replies 138 views 0 likes	Anonymous 23 Jul 2021
Close Ltd co, start another Close Ltd co, start another by Anonymous	6 replies 203 views 0 likes	Anonymous 13 Jul 2021
More regulation?! More regulation?! by	0 replies 50 views 0 likes	Anonymous 11 Jun 2021
Lead generation website Lead generation website by Anonymous	6 replies 207 views 0 likes	Anonymous 14 May 2021
RegData completing (gabriel) RegData completing (gabriel) by	3 replies 123 views 0 likes	Anonymous 5 May 2021
Moving to RegData from GABRIEL Moving to RegData from GABRIEL by	14 replies 322 views 0 likes	Anonymous 4 May 2021
AML/financial crime training AML/financial crime training by	7 replies 263 views 1 likes	Anonymous 28 Apr 2021
Number of employees that give advice (FTE) Number of employees that give advice (FTE) by	5 replies 90 views 0 likes	Anonymous 27 Apr 2021
Senior Managers and Certification Regime Senior Managers and Certification Regime by	104 replies 2,420 views 5 likes	Anonymous 26 Apr 2021
Small DA Firm Looking for Complaince Support. Small DA Firm Looking for Complaince Support. by	5 replies 181 views 0 likes	Anonymous 26 Apr 2021
Vulnerable customers policy Vulnerable customers policy by	11 replies 166 views 1 likes	Anonymous 14 Apr 2021
HLP & True Cost HLP & True Cost by Anonymous	4 replies 144 views 0 likes	Anonymous 1 Apr 2021
Capital Adequacy in crypto Capital Adequacy in crypto by Anonymous	4 replies 114 views 1 likes	Anonymous 30 Mar 2021
FCA True Cost FCA True Cost by	8 replies 187 views 0 likes	Anonymous 22 Mar 2021
DA Application DA Application by Anonymous	50 replies 978 views 9 likes	Anonymous 16 Mar 2021
Introducers Introducers by	14 replies 257 views 7 likes	Anonymous 4 Mar 2021
What the ..... What the ..... by	21 replies 531 views 0 likes	Anonymous 2 Mar 2021
File Checks File Checks by Anonymous	4 replies 284 views 0 likes	Anonymous 17 Feb 2021
Levy charge Levy charge by	5 replies 135 views 0 likes	Anonymous 11 Feb 2021
Directory of certified and assessed persons Directory of certified and assessed persons by	6 replies 194 views 0 likes	Anonymous 10 Feb 2021
FCA RegData 'Consumer Credit Data: Volumes' FCA RegData 'Consumer Credit Data: Volumes' by	1 replies 132 views 0 likes	Anonymous 18 Jan 2021
Another FCA Spoof email Another FCA Spoof email by	5 replies 140 views 0 likes	Anonymous 16 Dec 2020
Admin working in Bulgaria Admin working in Bulgaria by Anonymous	14 replies 282 views 6 likes	Anonymous 3 Dec 2020
Have you done your Directory Persons Form yet? Have you done your Directory Persons Form yet? by	7 replies 193 views 0 likes	Anonymous 25 Nov 2020
FCA hiking mortgage broker fees FCA hiking mortgage broker fees by	11 replies 483 views 2 likes	Anonymous 20 Nov 2020
When does the FCA think Business Owners find time to do the Gabriel Returns? When does the FCA think Business Owners find time to do the Gabriel Returns? by	8 replies 282 views 1 likes	Anonymous 4 Nov 2020
Call Centre Abroad for Mortgage/Insurance lead genration Call Centre Abroad for Mortgage/Insurance lead genration by Anonymous	1 replies 78 views 0 likes	Anonymous 23 Oct 2020
Mortgage/Insurance Fraud Mortgage/Insurance Fraud by Anonymous	24 replies 971 views 2 likes	Anonymous 22 Oct 2020
Mortgage fraud Mortgage fraud by	47 replies 2,059 views 4 likes	Anonymous 21 Oct 2020
Fit & Proper check. Plus very poor credit report... Fit & Proper check. Plus very poor credit report... by Anonymous	4 replies 304 views 0 likes	Anonymous 12 Oct 2020
Interest only declaration Interest only declaration by	5 replies 171 views 0 likes	Anonymous 17 Sep 2020
FSCS Levy Doubled, how about you? FSCS Levy Doubled, how about you? by	19 replies 428 views 1 likes	Anonymous 9 Sep 2020
Vulnerable Client Training Vulnerable Client Training by	0 replies 70 views 0 likes	Anonymous 7 Sep 2020
Anyone who has recently become Directly Authorised...can you share your experience? Anyone who has recently become Directly Authorised...can you share your experience? by	27 replies 622 views 0 likes	Anonymous 4 Sep 2020
Scammer emails pretending to be from the FCA Scammer emails pretending to be from the FCA by	0 replies 65 views 0 likes	Anonymous 3 Sep 2020
Gabriel Qs Gabriel Qs by	10 replies 343 views 0 likes	Anonymous 2 Sep 2020
FCA survey due by 12th June FCA survey due by 12th June by	33 replies 627 views 3 likes	Anonymous 15 Jun 2020
Tough Times Tough Times by Anonymous	8 replies 308 views 0 likes	Anonymous 17 Apr 2020
GABRIEL/Connect - seeking further details for use GABRIEL/Connect - seeking further details for use by	3 replies 128 views 0 likes	Anonymous 9 Apr 2020
Product Transfer Compliance Product Transfer Compliance by	8 replies 241 views 4 likes	Anonymous 9 Apr 2020