FCA Regulation

Topics

Annual Income generated specifically from Consumer Credit Licence Annual Income generated specifically from Consumer Credit Licence by	4 replies 135 views 0 likes	Anonymous 17 Dec 2013
Are the FCA any different from the FSA? Are the FCA any different from the FSA? by	1 replies 59 views 0 likes	Anonymous 17 Dec 2013
IFA points out 'preferential rates' maybe in breach of FCA rules IFA points out 'preferential rates' maybe in breach of FCA rules by	0 replies 65 views 0 likes	Anonymous 6 Dec 2013
FCA launch review of GI comparison sites FCA launch review of GI comparison sites by	0 replies 31 views 0 likes	Anonymous 25 Nov 2013
Today's Daily Telegraph Today's Daily Telegraph by	5 replies 150 views 0 likes	Anonymous 13 Nov 2013
FCA confirms it will 'name & shame' over proposed enforcement actions FCA confirms it will 'name & shame' over proposed enforcement actions by	9 replies 207 views 0 likes	Anonymous 4 Nov 2013
FCA now questioning whether advice gap exists? FCA now questioning whether advice gap exists? by	0 replies 35 views 0 likes	Anonymous 25 Oct 2013
The FCA’s 4 steps to compliant advice… The FCA’s 4 steps to compliant advice… by	0 replies 54 views 0 likes	Anonymous 24 Oct 2013
Are we all clear about CCL requirements now? hahaha Are we all clear about CCL requirements now? hahaha by	0 replies 47 views 0 likes	Anonymous 23 Oct 2013
Clients told “6-18% return was guaranteed!” Clients told “6-18% return was guaranteed!” by	0 replies 43 views 0 likes	Anonymous 18 Oct 2013
FCA 'disclosure rules added unnecessary costs for advisers' FCA 'disclosure rules added unnecessary costs for advisers' by	0 replies 36 views 0 likes	Anonymous 10 Oct 2013
Is the FCA seriously looking into the advice gap? Is the FCA seriously looking into the advice gap? by	0 replies 50 views 0 likes	Anonymous 10 Oct 2013
FCA review into execution-only begins... FCA review into execution-only begins... by	0 replies 44 views 0 likes	Anonymous 7 Oct 2013
FCA faces calls for 'in reserve' money to be capped FCA faces calls for 'in reserve' money to be capped by	1 replies 45 views 0 likes	Anonymous 4 Oct 2013
MMR workshop Glasgow 5th November MMR workshop Glasgow 5th November by	1 replies 28 views 0 likes	Anonymous 2 Oct 2013
Up to 6 month delays for FCA authorisation Up to 6 month delays for FCA authorisation by	2 replies 37 views 0 likes	Anonymous 2 Oct 2013
FCA: 'Not interested in whether charges are value for money’ FCA: 'Not interested in whether charges are value for money’ by	0 replies 42 views 0 likes	Anonymous 2 Oct 2013
MMR Workshops - gone from £20 to now £35 (75% increase) MMR Workshops - gone from £20 to now £35 (75% increase) by Anonymous	0 replies 21 views 0 likes	Anonymous 1 Oct 2013
Crippling blow due to FCA clampdown on incentives to advisers Crippling blow due to FCA clampdown on incentives to advisers by	1 replies 62 views 0 likes	Anonymous 30 Sep 2013
FCA further delays ‘capital adequacy rules’ FCA further delays ‘capital adequacy rules’ by	0 replies 19 views 0 likes	Anonymous 30 Sep 2013
Gabriel - PI Section Gabriel - PI Section by	2 replies 56 views 0 likes	Anonymous 28 Sep 2013
Why does FCA take action against IFA BUT NOT BANKS! Why does FCA take action against IFA BUT NOT BANKS! by	1 replies 102 views 0 likes	Anonymous 26 Sep 2013
Labour says FCA should be held more accountable Labour says FCA should be held more accountable by	1 replies 16 views 0 likes	Anonymous 25 Sep 2013
The FCA The FCA by Anonymous	1 replies 58 views 0 likes	Anonymous 20 Sep 2013
"Why let product providers keep the windfall profits of undistributed commission?" "Why let product providers keep the windfall profits of undistributed commission?" by	3 replies 246 views 0 likes	Anonymous 19 Sep 2013
FCA don’t intend to cap payday loan APRs FCA don’t intend to cap payday loan APRs by	1 replies 17 views 0 likes	Anonymous 11 Sep 2013
Ex FSA director joins Ernst & Young (another in a long line joining large firms after leaving FSA...) Ex FSA director joins Ernst & Young (another in a long line joining large firms after leaving FSA...) by	1 replies 44 views 0 likes	Anonymous 6 Sep 2013
Urgent review of RMAR in demand Urgent review of RMAR in demand by	1 replies 16 views 0 likes	Anonymous 4 Sep 2013
CCL Rip Off CCL Rip Off by	2 replies 78 views 0 likes	Anonymous 4 Sep 2013
Gabriel reporting boycott - will you join if problem persists? Gabriel reporting boycott - will you join if problem persists? by	2 replies 171 views 0 likes	Anonymous 30 Aug 2013
Advisers are urging FCA to create a level playing field on capping advice liability Advisers are urging FCA to create a level playing field on capping advice liability by	1 replies 11 views 0 likes	Anonymous 29 Aug 2013
Advisory firms without business plans could be deemed “high risk” by the FCA Advisory firms without business plans could be deemed “high risk” by the FCA by	1 replies 78 views 0 likes	Anonymous 28 Aug 2013
Limit to Advice Liability Petition Limit to Advice Liability Petition by	0 replies 4 views 0 likes	Anonymous 28 Aug 2013
Dougie Dougie by	6 replies 310 views 0 likes	Anonymous 27 Aug 2013
Sants & Turner - So much for no reward for failure… Sants & Turner - So much for no reward for failure… by	5 replies 84 views 0 likes	Anonymous 22 Aug 2013
FCA considering an ‘end date' for trail commission FCA considering an ‘end date' for trail commission by	26 replies 787 views 0 likes	Anonymous 21 Aug 2013
"My first RMAR took an entire Sunday." "My first RMAR took an entire Sunday." by	1 replies 46 views 0 likes	Anonymous 19 Aug 2013
Do the FCA have the legal power to end trail? Do the FCA have the legal power to end trail? by	5 replies 266 views 0 likes	Anonymous 17 Aug 2013
FCA had ‘no concerns’ re the BO Ireland increase. Now? FCA had ‘no concerns’ re the BO Ireland increase. Now? by	5 replies 132 views 0 likes	Anonymous 13 Aug 2013
Probe to see if the FCA is 'value for money' Probe to see if the FCA is 'value for money' by	5 replies 127 views 0 likes	Anonymous 12 Aug 2013