FCA Regulation

Topics

FCA to test adviser business models… FCA to test adviser business models… by	2 replies 67 views 0 likes	Anonymous 4 Dec 2012
MAS ‘underfunded and risks being swamped MAS ‘underfunded and risks being swamped by	8 replies 149 views 0 likes	Anonymous 4 Dec 2012
FCA: Twice the number of firms to regulate FCA: Twice the number of firms to regulate by	1 replies 13 views 0 likes	Anonymous 3 Dec 2012
Ex-Honister, Burns Anderson & Sage reps on FSA register - WHY??? Ex-Honister, Burns Anderson & Sage reps on FSA register - WHY??? by	2 replies 76 views 0 likes	Anonymous 28 Nov 2012
FSA warns networks and providers not to work around the commission ban FSA warns networks and providers not to work around the commission ban by	1 replies 25 views 0 likes	Anonymous 28 Nov 2012
IFA’s case against FSA has “real prospect of success”. FSA “declined to comment”! IFA’s case against FSA has “real prospect of success”. FSA “declined to comment”! by	3 replies 156 views 0 likes	Anonymous 27 Nov 2012
SIPP capital adequacy requirement increased to �20k min! SIPP capital adequacy requirement increased to �20k min! by	2 replies 29 views 0 likes	Anonymous 23 Nov 2012
24% of adviser on brink of being unable to give advice 24% of adviser on brink of being unable to give advice by	2 replies 103 views 0 likes	Anonymous 21 Nov 2012
Wheatley: tough FCA will bring back market integrity Wheatley: tough FCA will bring back market integrity by	1 replies 10 views 0 likes	Anonymous 21 Nov 2012
Regulatory costs will spike Regulatory costs will spike by	1 replies 13 views 0 likes	Anonymous 21 Nov 2012
FSA policy director addresses concerns of “regulatory fatigue” FSA policy director addresses concerns of “regulatory fatigue” by	1 replies 48 views 0 likes	Anonymous 20 Nov 2012
FCA has actual DUTY to ensure consumers have access to financial services FCA has actual DUTY to ensure consumers have access to financial services by	2 replies 48 views 0 likes	Anonymous 17 Nov 2012
How are the Financial Services Consumer Panel funded and what do they achieve? How are the Financial Services Consumer Panel funded and what do they achieve? by	3 replies 22 views 0 likes	Anonymous 16 Nov 2012
FSA Business Risk Reviews - anyone done it yet? FSA Business Risk Reviews - anyone done it yet? by	2 replies 27 views 0 likes	Anonymous 14 Nov 2012
FCA: Not really progress then is it! “The (new) regulators will not investigate complaints it ‘reasonably considers amounts to no more than dissatisfaction with the regulators' general policies’.” FCA: Not really progress then is it! “The (new) regulators will not investigate complaints it ‘reasonably considers amounts to no more than dissatisfaction with the regulators' general policies’.” by	1 replies 41 views 0 likes	Anonymous 7 Nov 2012
See the MAS business plan and tell us what you think See the MAS business plan and tell us what you think by	3 replies 96 views 0 likes	Anonymous 7 Nov 2012
Link to FCA’s new data collection requirements. Make sure you are ready!!! Link to FCA’s new data collection requirements. Make sure you are ready!!! by	1 replies 35 views 0 likes	Anonymous 1 Nov 2012
MAS – We invite you to work with cherry advisers who can add REAL benefit to consumers MAS – We invite you to work with cherry advisers who can add REAL benefit to consumers by	1 replies 21 views 0 likes	Anonymous 31 Oct 2012
FSA Fees will be based on income – not headcount as now FSA Fees will be based on income – not headcount as now by	1 replies 46 views 0 likes	Anonymous 30 Oct 2012
Sants: Bankers ‘routinely self delusional’. Takes one to one one? Sants: Bankers ‘routinely self delusional’. Takes one to one one? by	4 replies 44 views 0 likes	Anonymous 29 Oct 2012
Sants tries to defend the indefensible – and fails Sants tries to defend the indefensible – and fails by	7 replies 173 views 0 likes	Anonymous 26 Oct 2012
RDR WILL be revisited if consumers don’t get what they need RDR WILL be revisited if consumers don’t get what they need by	2 replies 59 views 0 likes	Anonymous 26 Oct 2012
Long delay expected in FSA report on HBOS collapse Long delay expected in FSA report on HBOS collapse by	4 replies 100 views 0 likes	Anonymous 24 Oct 2012
Are we just days away from interest only crackdown? Are we just days away from interest only crackdown? by	3 replies 169 views 0 likes	Anonymous 23 Oct 2012
FCA will consider staff qualifications next Spring FCA will consider staff qualifications next Spring by	1 replies 14 views 0 likes	Anonymous 23 Oct 2012
Eighth firm this year loses permissions for RMAR non-submission Eighth firm this year loses permissions for RMAR non-submission by	1 replies 42 views 0 likes	Anonymous 22 Oct 2012
Will FSA clampdown on backdoor payments help smaller advisers? Will FSA clampdown on backdoor payments help smaller advisers? by	3 replies 70 views 0 likes	Anonymous 19 Oct 2012
More power for the FSA?! More power for the FSA?! by	1 replies 12 views 0 likes	Anonymous 18 Oct 2012
What will IFAs need to have on their stationery and when will they find out? What will IFAs need to have on their stationery and when will they find out? by	3 replies 51 views 0 likes	Anonymous 17 Oct 2012
The real test for the FCA? The real test for the FCA? by	2 replies 37 views 0 likes	Anonymous 17 Oct 2012
How the FCA will measure success How the FCA will measure success by	2 replies 31 views 0 likes	Anonymous 17 Oct 2012
FCA: FSCS’s fairness DOES need to be looked at FCA: FSCS’s fairness DOES need to be looked at by	1 replies 6 views 0 likes	Anonymous 17 Oct 2012
FCA: How we will supervise small firms FCA: How we will supervise small firms by	1 replies 15 views 0 likes	Anonymous 16 Oct 2012
how the FCA will stop harmful products how the FCA will stop harmful products by	1 replies 35 views 0 likes	Anonymous 16 Oct 2012
Gov’t: FCA powers reviewed if they get it wrong Gov’t: FCA powers reviewed if they get it wrong by	1 replies 5 views 0 likes	Anonymous 16 Oct 2012
Lord Flight - RDR Lord Flight - RDR by	1 replies 35 views 0 likes	Anonymous 15 Oct 2012
FSA: Too busy to avert the crisis FSA: Too busy to avert the crisis by	2 replies 121 views 0 likes	Anonymous 12 Oct 2012
When is restricted not restricted? Even more confusion When is restricted not restricted? Even more confusion by	1 replies 15 views 0 likes	Anonymous 12 Oct 2012
Long Stop Review. Yes! Oh no! Confused?? Long Stop Review. Yes! Oh no! Confused?? by	3 replies 40 views 0 likes	Anonymous 11 Oct 2012
Mark Garnier: RDR ‘pig’s ear’! Mark Garnier: RDR ‘pig’s ear’! by	8 replies 213 views 0 likes	Anonymous 10 Oct 2012