FCA Regulation

Topics

LIBOR. FSA incompetent. Will someone get sacked then? LIBOR. FSA incompetent. Will someone get sacked then? by	3 replies 53 views 0 likes	Anonymous 21 Aug 2012
Germany: Clients can allow IFAs to opt out of commission ban Germany: Clients can allow IFAs to opt out of commission ban by	1 replies 18 views 0 likes	Anonymous 20 Aug 2012
MAS – “Referrals to IFAs will increase” MAS – “Referrals to IFAs will increase” by	1 replies 12 views 0 likes	Anonymous 17 Aug 2012
Mortgage Review Centre Mortgage Review Centre by	9 replies 244 views 0 likes	Anonymous 16 Aug 2012
13 out of 50 firms granted RDR deadline extension! 13 out of 50 firms granted RDR deadline extension! by	1 replies 17 views 0 likes	Anonymous 16 Aug 2012
Warning! Mark Davies is not from the FSA Warning! Mark Davies is not from the FSA by	1 replies 52 views 0 likes	Anonymous 15 Aug 2012
FSA proposes scrapping Libor FSA proposes scrapping Libor by	1 replies 28 views 0 likes	Anonymous 10 Aug 2012
FSA / MAS – One non-accountable organisation criticising another! FSA / MAS – One non-accountable organisation criticising another! by	4 replies 81 views 0 likes	Anonymous 9 Aug 2012
FSA proposes FSCS funding changes FSA proposes FSCS funding changes by	1 replies 6 views 0 likes	Anonymous 26 Jul 2012
FSA to commission independent review of MAS FSA to commission independent review of MAS by	80 replies 1,339 views 0 likes	Anonymous 24 Jul 2012
Death of the (fund) supermarket salesman Death of the (fund) supermarket salesman by	1 replies 11 views 0 likes	Anonymous 23 Jul 2012
Suspicious Transaction Reports Suspicious Transaction Reports by Anonymous	2 replies 82 views 1 likes	Anonymous 20 Jul 2012
Chris Moore is NOT from the FSA. Watch out! Chris Moore is NOT from the FSA. Watch out! by	2 replies 20 views 0 likes	Anonymous 18 Jul 2012
Reporting compaints Reporting compaints by	1 replies 58 views 0 likes	Anonymous 16 Jul 2012
MPs to grill FSA chief Turner on LIBOR fixing MPs to grill FSA chief Turner on LIBOR fixing by	1 replies 2 views 0 likes	Anonymous 16 Jul 2012
Two-thirds of financial professionals say FSA ‘ineffective’ Two-thirds of financial professionals say FSA ‘ineffective’ by	1 replies 12 views 0 likes	Anonymous 13 Jul 2012
FSA objectivity in question over Diamond departure FSA objectivity in question over Diamond departure by	1 replies 3 views 0 likes	Anonymous 13 Jul 2012
A serious question..... A serious question..... by	2 replies 138 views 0 likes	Anonymous 12 Jul 2012
A letter to the new MAS boss A letter to the new MAS boss by	2 replies 29 views 0 likes	Anonymous 10 Jul 2012
FSA urges firms to review replacement business sales processes FSA urges firms to review replacement business sales processes by	1 replies 14 views 0 likes	Anonymous 9 Jul 2012
FSA undecided on when to begin scrutinising IFA status FSA undecided on when to begin scrutinising IFA status by	1 replies 3 views 0 likes	Anonymous 9 Jul 2012
Campaign to restore trust in financial services Campaign to restore trust in financial services by	1 replies 2 views 0 likes	Anonymous 9 Jul 2012
FSA blocked bulk transfer of Honister advisers FSA blocked bulk transfer of Honister advisers by	9 replies 211 views 0 likes	Anonymous 5 Jul 2012
MAS needs more 'kickings' MAS needs more 'kickings' by	1 replies 10 views 0 likes	Anonymous 5 Jul 2012
Money Advice Service chief Tony Hobman quits Money Advice Service chief Tony Hobman quits by	4 replies 84 views 0 likes	Anonymous 3 Jul 2012
FSA reconsiders ‘caveat emptor’ in wake of Libor scandal FSA reconsiders ‘caveat emptor’ in wake of Libor scandal by	1 replies 13 views 0 likes	Anonymous 3 Jul 2012
Fees Fees by	14 replies 340 views 0 likes	Anonymous 2 Jul 2012
Big fall in IFA s166 reports ordered by the FSA Big fall in IFA s166 reports ordered by the FSA by	1 replies 14 views 0 likes	Anonymous 29 Jun 2012
FSA fines to go to Government! FSA fines to go to Government! by	1 replies 7 views 0 likes	Anonymous 29 Jun 2012
BRAW Roadshows. BRAW Roadshows. by	30 replies 339 views 0 likes	Anonymous 29 Jun 2012
What MAS had to say about criticisms What MAS had to say about criticisms by	3 replies 95 views 0 likes	Anonymous 28 Jun 2012
FSA clamps down on adviser who lied about PI cover FSA clamps down on adviser who lied about PI cover by	5 replies 74 views 0 likes	Anonymous 28 Jun 2012
Money Advice Service under Freedom of Info Act? Money Advice Service under Freedom of Info Act? by	2 replies 7 views 0 likes	Anonymous 28 Jun 2012
Barclays fined £290m over rate-setting misconduct Barclays fined £290m over rate-setting misconduct by	1 replies 2 views 0 likes	Anonymous 28 Jun 2012
Why MPs should sink the Money Advice Service Why MPs should sink the Money Advice Service by	2 replies 22 views 0 likes	Anonymous 27 Jun 2012
FSA: Platform rules will drive down fund prices FSA: Platform rules will drive down fund prices by	1 replies 2 views 0 likes	Anonymous 27 Jun 2012
FSA to ban platform rebates; execution-only included FSA to ban platform rebates; execution-only included by	1 replies 4 views 0 likes	Anonymous 27 Jun 2012
Did the FSA need to offer MAS boss Hobman £350k? Did the FSA need to offer MAS boss Hobman £350k? by	1 replies 5 views 0 likes	Anonymous 26 Jun 2012
MAS revamps service after criticism from MPs MAS revamps service after criticism from MPs by	2 replies 11 views 0 likes	Anonymous 25 Jun 2012
Financial services should not bear MAS costs Financial services should not bear MAS costs by	2 replies 17 views 0 likes	Anonymous 22 Jun 2012