FCA Regulation

Topics

How the FCA will measure success How the FCA will measure success by	2 replies 31 views 0 likes	Anonymous 17 Oct 2012
FCA: FSCS’s fairness DOES need to be looked at FCA: FSCS’s fairness DOES need to be looked at by	1 replies 6 views 0 likes	Anonymous 17 Oct 2012
FCA: How we will supervise small firms FCA: How we will supervise small firms by	1 replies 15 views 0 likes	Anonymous 16 Oct 2012
how the FCA will stop harmful products how the FCA will stop harmful products by	1 replies 35 views 0 likes	Anonymous 16 Oct 2012
Gov’t: FCA powers reviewed if they get it wrong Gov’t: FCA powers reviewed if they get it wrong by	1 replies 5 views 0 likes	Anonymous 16 Oct 2012
Lord Flight - RDR Lord Flight - RDR by	1 replies 35 views 0 likes	Anonymous 15 Oct 2012
FSA: Too busy to avert the crisis FSA: Too busy to avert the crisis by	2 replies 121 views 0 likes	Anonymous 12 Oct 2012
When is restricted not restricted? Even more confusion When is restricted not restricted? Even more confusion by	1 replies 15 views 0 likes	Anonymous 12 Oct 2012
Long Stop Review. Yes! Oh no! Confused?? Long Stop Review. Yes! Oh no! Confused?? by	3 replies 40 views 0 likes	Anonymous 11 Oct 2012
Mark Garnier: RDR ‘pig’s ear’! Mark Garnier: RDR ‘pig’s ear’! by	8 replies 213 views 0 likes	Anonymous 10 Oct 2012
Should FSA fine money be spent on armed forces? Should FSA fine money be spent on armed forces? by	11 replies 144 views 0 likes	Anonymous 9 Oct 2012
FSCS: Wrong again FSA! FSCS: Wrong again FSA! by	2 replies 130 views 0 likes	Anonymous 9 Oct 2012
FSA "Terrorists" FSA "Terrorists" by	4 replies 93 views 0 likes	Anonymous 8 Oct 2012
PM’s adviser fed up with FSA and to review impact on small businesses!!! PM’s adviser fed up with FSA and to review impact on small businesses!!! by	1 replies 34 views 0 likes	Anonymous 8 Oct 2012
Do you get the feeling that are AIFA/APFA and FSA/FCA are not as good friend as they perhaps used to be? Do you get the feeling that are AIFA/APFA and FSA/FCA are not as good friend as they perhaps used to be? by	1 replies 11 views 0 likes	Anonymous 8 Oct 2012
More delays to approved persons regime! More delays to approved persons regime! by	3 replies 73 views 0 likes	Anonymous 4 Oct 2012
The restricteds are fighting back. Fairly? The restricteds are fighting back. Fairly? by	1 replies 33 views 0 likes	Anonymous 4 Oct 2012
Statement of Professional Standing 60 day grace Statement of Professional Standing 60 day grace by	1 replies 10 views 0 likes	Anonymous 4 Oct 2012
MAS wants to work with us MAS wants to work with us by	1 replies 103 views 0 likes	Anonymous 3 Oct 2012
Cash rebate and fees rules DO apply to execution only Cash rebate and fees rules DO apply to execution only by	1 replies 7 views 0 likes	Anonymous 3 Oct 2012
FSA: Directors of failed companies WILL get FSCS compensation FSA: Directors of failed companies WILL get FSCS compensation by	1 replies 20 views 0 likes	Anonymous 1 Oct 2012
FCA: Who will have a dedicated supervisor then? FCA: Who will have a dedicated supervisor then? by	1 replies 29 views 0 likes	Anonymous 26 Sep 2012
FSA admits PPI failure FSA admits PPI failure by	2 replies 114 views 0 likes	Anonymous 24 Sep 2012
Long stop: FCA willing to review issue Long stop: FCA willing to review issue by	2 replies 23 views 0 likes	Anonymous 21 Sep 2012
MAS: Who else wants their money back? MAS: Who else wants their money back? by	1 replies 20 views 0 likes	Anonymous 21 Sep 2012
FCA to intervene / ban risky products from sale! FCA to intervene / ban risky products from sale! by	1 replies 13 views 0 likes	Anonymous 19 Sep 2012
FSA spends £1m a year on 'headhunters' FSA spends £1m a year on 'headhunters' by	6 replies 194 views 0 likes	Anonymous 17 Sep 2012
No you CAN'T use the FCA logo! No you CAN'T use the FCA logo! by	2 replies 45 views 0 likes	Anonymous 13 Sep 2012
HBOS CUMMINGS BANNED FOR LIFE & £500k FINE HBOS CUMMINGS BANNED FOR LIFE & £500k FINE by Anonymous	2 replies 30 views 0 likes	Anonymous 12 Sep 2012
Startup companies: Wait nearly HALF A YEAR for approval. Startup companies: Wait nearly HALF A YEAR for approval. by	3 replies 79 views 0 likes	Anonymous 12 Sep 2012
MAS launches MA’s new marketing video MAS launches MA’s new marketing video by	1 replies 11 views 0 likes	Anonymous 11 Sep 2012
Crackdown on banks’ incentive schemes! Crackdown on banks’ incentive schemes! by	6 replies 70 views 0 likes	Anonymous 8 Sep 2012
MAS: Fierce criticism from MPs and Hoban’s grilling cancelled MAS: Fierce criticism from MPs and Hoban’s grilling cancelled by	3 replies 59 views 0 likes	Anonymous 7 Sep 2012
…..here is my fee but I advise – do nothing …..here is my fee but I advise – do nothing by	22 replies 308 views 0 likes	Anonymous 6 Sep 2012
RDR: What the Sunday Times told readers RDR: What the Sunday Times told readers by	4 replies 180 views 0 likes	Anonymous 6 Sep 2012
MAS healthcheck tool a failure MAS healthcheck tool a failure by	1 replies 5 views 0 likes	Anonymous 6 Sep 2012
FCA to conduct more spot-checks on IFAs, law firm FCA to conduct more spot-checks on IFAs, law firm by	2 replies 100 views 0 likes	Anonymous 5 Sep 2012
Guernsey rejects RDR at least until UK has done test run Guernsey rejects RDR at least until UK has done test run by	1 replies 8 views 0 likes	Anonymous 31 Aug 2012
Find out here what the FSA is telling consumers about RDR. Comments please Find out here what the FSA is telling consumers about RDR. Comments please by	1 replies 15 views 0 likes	Anonymous 31 Aug 2012
Will RDR will hinder long term client relationships? Will RDR will hinder long term client relationships? by	2 replies 44 views 0 likes	Anonymous 21 Aug 2012