FCA Regulation

Topics

3 arrests, The Met, The FSA and market abuse 3 arrests, The Met, The FSA and market abuse by	1 replies 29 views 0 likes	Anonymous 27 Feb 2013
How would the FSA view tactical asset allocation? How would the FSA view tactical asset allocation? by	1 replies 11 views 0 likes	Anonymous 27 Feb 2013
Yet again advisers pay... Yet again advisers pay... by	1 replies 68 views 0 likes	Anonymous 22 Feb 2013
FSA aware of rate fixing since 2008! Shame on them FSA aware of rate fixing since 2008! Shame on them by	3 replies 98 views 0 likes	Anonymous 21 Feb 2013
MAS - £4m of OUR money paid out in redundancies! MAS - £4m of OUR money paid out in redundancies! by	10 replies 221 views 0 likes	Anonymous 20 Feb 2013
FSA backs down re Platform cash rebates! FSA backs down re Platform cash rebates! by	2 replies 27 views 0 likes	Anonymous 20 Feb 2013
Sants successor – Andrew Bailey Sants successor – Andrew Bailey by	1 replies 9 views 0 likes	Anonymous 19 Feb 2013
FCA will go after Fund Managers! FCA will go after Fund Managers! by	1 replies 10 views 0 likes	Anonymous 19 Feb 2013
What you are charging is now officially under scrutiny What you are charging is now officially under scrutiny by	1 replies 83 views 0 likes	Anonymous 19 Feb 2013
Adviser losses. So sad. Worse than even we anticipated Adviser losses. So sad. Worse than even we anticipated by	2 replies 276 views 0 likes	Anonymous 17 Feb 2013
FSA stance on advisers’ passive propositions FSA stance on advisers’ passive propositions by	1 replies 16 views 0 likes	Anonymous 15 Feb 2013
Are FSA anticipating a ‘run’ on insurers then? Are FSA anticipating a ‘run’ on insurers then? by	2 replies 68 views 0 likes	Anonymous 13 Feb 2013
FCA – “We’ll choose you ‘skilled person’ then charge you" FCA – “We’ll choose you ‘skilled person’ then charge you" by	1 replies 78 views 0 likes	Anonymous 11 Feb 2013
If FCA thinks firms bad value it can intervene If FCA thinks firms bad value it can intervene by	1 replies 15 views 0 likes	Anonymous 7 Feb 2013
Will FCA meddling mean worse products? Will FCA meddling mean worse products? by	1 replies 7 views 0 likes	Anonymous 6 Feb 2013
FSA - Whatever next!? FSA - Whatever next!? by	3 replies 80 views 0 likes	Anonymous 5 Feb 2013
Government backed MoneyMadeClearWales.org Government backed MoneyMadeClearWales.org by	3 replies 24 views 0 likes	Anonymous 1 Feb 2013
FSA wants to ban people before case is proven FSA wants to ban people before case is proven by	3 replies 44 views 0 likes	Anonymous 31 Jan 2013
FSA – If you want us to report our income sort the system out! FSA – If you want us to report our income sort the system out! by	2 replies 49 views 0 likes	Anonymous 31 Jan 2013
FSA – “Financial Shambles Authority” FSA – “Financial Shambles Authority” by	6 replies 310 views 0 likes	Anonymous 31 Jan 2013
FSA – I resign FSA – I resign by	16 replies 623 views 0 likes	Anonymous 25 Jan 2013
MAS and how it’s funded MAS and how it’s funded by	1 replies 21 views 0 likes	Anonymous 24 Jan 2013
MAS – ‘Maligned’? Fair? Unfair? MAS – ‘Maligned’? Fair? Unfair? by	3 replies 49 views 0 likes	Anonymous 23 Jan 2013
FSA has “left consumers exposed to "some of the worst scandals in UK financial history” FSA has “left consumers exposed to "some of the worst scandals in UK financial history” by	3 replies 93 views 0 likes	Anonymous 22 Jan 2013
MP probe into MAS faces further delays MP probe into MAS faces further delays by	1 replies 24 views 0 likes	Anonymous 22 Jan 2013
Should Hector Sants have been knighted? Should Hector Sants have been knighted? by	24 replies 547 views 0 likes	Anonymous 17 Jan 2013
New incentives rules WILL apply to networks New incentives rules WILL apply to networks by	1 replies 13 views 0 likes	Anonymous 17 Jan 2013
Massive FSA fines – and what becomes of them?? Massive FSA fines – and what becomes of them?? by	2 replies 58 views 0 likes	Anonymous 16 Jan 2013
1,373 financial services staff dismissed or suspended 2012 1,373 financial services staff dismissed or suspended 2012 by	1 replies 51 views 0 likes	Anonymous 14 Jan 2013
FSA – Professional? Charges? Description? Non-advised? FSA – Professional? Charges? Description? Non-advised? by	4 replies 170 views 0 likes	Anonymous 11 Jan 2013
FSA – Another fine mess they’ve gotten into! FSA – Another fine mess they’ve gotten into! by	2 replies 142 views 0 likes	Anonymous 10 Jan 2013
Money advice service Money advice service by	1 replies 97 views 0 likes	Anonymous 7 Jan 2013
FSA fine Co-op for PPI misselling FSA fine Co-op for PPI misselling by	1 replies 4 views 0 likes	Anonymous 7 Jan 2013
FSA is toothless. Even the Queen agrees FSA is toothless. Even the Queen agrees by	2 replies 40 views 0 likes	Anonymous 15 Dec 2012
FSA rules will affect Sipp providers’ independence FSA rules will affect Sipp providers’ independence by	2 replies 14 views 0 likes	Anonymous 12 Dec 2012
Will FCA put adviser reputations at risk? Will FCA put adviser reputations at risk? by	1 replies 56 views 0 likes	Anonymous 12 Dec 2012
What the FSA advise people to ask you What the FSA advise people to ask you by	1 replies 61 views 0 likes	Anonymous 11 Dec 2012
RMAR ‘unworkable’ RMAR ‘unworkable’ by	1 replies 18 views 0 likes	Anonymous 6 Dec 2012
Help with Return please Help with Return please by	27 replies 262 views 0 likes	Anonymous 5 Dec 2012
What will happen if the FCA cap interest rates? What will happen if the FCA cap interest rates? by	1 replies 29 views 0 likes	Anonymous 5 Dec 2012